SEC FORM
3
SEC Form 3
| FORM 3 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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| OMB APPROVAL |
| OMB Number: |
3235-0104 |
| Estimated average burden |
| hours per response: |
0.5 |
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1. Name and Address of Reporting Person*
| 200 PEACH STREET |
| P.O. BOX 7000 |
(Street)
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2. Date of Event Requiring Statement
(Month/Day/Year)
08/05/2009
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3. Issuer Name and Ticker or Trading Symbol
MURPHY OIL CORP /DE
[ MUR ]
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4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
|
Director |
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10% Owner |
| X |
Officer (give title below) |
|
Other (specify below) |
| Vice President |
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5. If Amendment, Date of Original Filed
(Month/Day/Year)
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6. Individual or Joint/Group Filing (Check Applicable Line)
| X |
Form filed by One Reporting Person |
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Form filed by More than One Reporting Person |
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| Table I - Non-Derivative Securities Beneficially Owned |
|---|
| 1. Title of Security (Instr.
4)
|
2.
Amount of Securities Beneficially Owned (Instr.
4)
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3. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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4. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Common Stock |
74,144 |
D |
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| Common Stock |
178 |
I |
Trustee of Company Thrift Plan |
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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|---|
| 1. Title of Derivative Security (Instr.
4)
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2. Date Exercisable and Expiration Date
(Month/Day/Year) |
3. Title and Amount of Securities Underlying Derivative Security (Instr.
4)
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4. Conversion or Exercise Price of Derivative Security
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5. Ownership Form: Direct (D) or Indirect (I) (Instr.
5)
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6. Nature of Indirect Beneficial Ownership (Instr.
5)
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| Date Exercisable |
Expiration Date |
Title |
Amount or Number of Shares |
|
Restricted Stock Unit
|
|
|
Common Stock |
15,000 |
|
D |
|
| Stock Option |
02/04/2005 |
02/04/2013 |
Common Stock |
15,000 |
21.17 |
D |
|
| Stock Option |
02/03/2006 |
02/03/2011 |
Common Stock |
25,000 |
30.295 |
D |
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| Stock Option |
02/03/2011 |
02/03/2016 |
Common Stock |
20,000 |
43.95 |
D |
|
| Stock Option |
02/01/2007 |
02/01/2012 |
Common Stock |
17,000 |
45.2275 |
D |
|
| Stock Option |
02/06/2009 |
02/06/2014 |
Common Stock |
15,000 |
51.07 |
D |
|
| Stock Option |
01/31/2008 |
01/31/2013 |
Common Stock |
10,000 |
57.315 |
D |
|
| Stock Option |
02/05/2010 |
02/05/2015 |
Common Stock |
20,000 |
72.745 |
D |
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| Explanation of Responses: |
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| Remarks: |
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/s/ Walter K. Compton, Attorney-in-Fact |
08/12/2009 |
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** Signature of Reporting Person |
Date |
| Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. |
| * If the form is filed by more than one reporting person,
see
Instruction
5
(b)(v). |
| ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations
See
18 U.S.C. 1001 and 15 U.S.C. 78ff(a). |
| Note: File three copies of this Form, one of which must be manually signed. If space is insufficient,
see
Instruction 6 for procedure. |
| Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |
OFFICERS 7-31-09 FOOTNOTES (prepared 7/25/09)
Footnote 1
Includes 31,173 Restricted Stock Units (15,393 Time Restricted Stock Units,
7,890 EBITDA Restricted Stock Units, and 7,890 Free Cash Flow Restricted Stock
Units) granted to the reporting person on January 12, 2009 pursuant to the
Company's Amended and Restated 2004 Stock Incentive Plan. Pursuant to the
Agreement and Plan of Merger between Alpha Natural Resources, Inc. and
Foundation Coal Holdings, Inc. dated May 11, 2009 (the "Merger Agreement")
which was renamed Alpha Natural Resources, Inc., in connection with the merger
"New Alpha." The Compensation Committee accelerated the vesting on July 31,
2009 of 100% of the Time Restricted Stock Units, EBITDA Restricted Stock Units,
and Free Cash Flow Restricted Stock Units. The EBITDA Restricted Stock Units
and the Free Cash Flow Restricted Stock Units and associated exchange ratio
shares will settle on February 28, 2010.
Footnote 2
The reporting person received 6,566 shares pursuant to the 1.084 exchange ratio
under the terms of the Merger Agreement; this transaction is exempt pursuant to
Rule 16b-3 under the Securities and Exchange Act of 1934.
Footnote 3
Represents [X] shares tendered by reporting person to the Issuer for payment of
withholding taxes; this transaction is exempt pursuant to Rule 16b-3 under the
Securities and Exchange Act of 1934.
Footnote 4
Each Restricted Stock Unit represents a contingent right to receive one
share of the Issuer's common stock.
